HAL will be down for maintenance from Friday, June 10 at 4pm through Monday, June 13 at 9am. More information
Skip to Main content Skip to Navigation
Master Thesis

L’impact de la conformité sur l’activité commerciale en banque. Recherche empirique dans une banque universelle

Abstract : This Master 2 Banking & Finance thesis is part of a work-study program within the Financial Security unit of the Crédit Agricole Sud-Rhône-Alpes Regional Centre. The financial security unit is part of the compliance department. Its main objectives are to ensure compliance with the antimoney laundering and anti-terrorist financing measures, as well as to ensure that the bank's operations comply with international sanctions. Compliance is a regulatory aspect that has developed strongly over the last decade, and the stakes for banks are very high given the risks involved. Compliance has therefore brought about profound changes in the organisation of banks, but has also had an impact on their core business: commercial activity. This research paper aims to characterise and understand this impact, which has been little addressed in the existing literature to date. We therefore propose to explore the subject of the impact of compliance on the bank's commercial activity, first through a theoretical approach to both aspects of the subject, and then through empirical research. The latter will take the form of semistructured interviews with bank advisors working in various positions and from different institutions. We will critically analyse our research findings and develop recommendations on the reconciliation of compliance and business activity.
Document type :
Master Thesis
Complete list of metadata

https://dumas.ccsd.cnrs.fr/dumas-03572300
Contributor : Grenoble Iae Connect in order to contact the contributor
Submitted on : Monday, February 14, 2022 - 11:11:00 AM
Last modification on : Sunday, March 20, 2022 - 3:28:13 AM
Long-term archiving on: : Sunday, May 15, 2022 - 6:36:43 PM

File

RICHOUX_REMI_memoire.pdf
Files produced by the author(s)

Licence


Distributed under a Creative Commons Attribution - NonCommercial - NoDerivatives 4.0 International License

Identifiers

  • HAL Id : dumas-03572300, version 1

Citation

Rémi Richoux. L’impact de la conformité sur l’activité commerciale en banque. Recherche empirique dans une banque universelle. Gestion et management. 2021. ⟨dumas-03572300⟩

Share

Metrics

Record views

32

Files downloads

88